Defendant Name: Northern Star Investment Corp. II

Defendant Type: Public Company
SIC Code: 6799
CUSIP: 66573W10

Document Reference: 33-11266

Document Details

Legal Case Name In the Matter of Northern Star Investment Corp. II
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Document Date 25-Jan-2024
Document Format Administrative Proceeding
File Number 3-21838
Allegation Type Securities Offering
Document Summary On January 25, 2024, the SEC instituted settled cease-and-desist proceedings against Northern Star Investment Corp. II, stating: "This matter concerns disclosures by Northern Star Investment Corp. II, a special purpose acquisition company ("SPAC"), regarding its activities prior to its initial public offering ("IPO")."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Monetary Penalties:

Civil Penalty

Individual:     $1,500,000.00 Shared:    

Related Documents:

2024-10 25-Jan-2024 Press Release--Administrative Proceeding
SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures
On January 25, 2024, the SEC "announced that Northern Star Investment Corp. II, a special purpose acquisition company (SPAC), agreed to settle charges that it made misleading statements in forms filed with the SEC as part of its January 2021 initial public offering (IPO)."