Defendant Name: Northern Star Investment Corp. II

Defendant Type: Public Company

Document Reference: 2024-10

Document Details

Legal Case Name In the Matter of Northern Star Investment Corp. II
Document Name SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures
Document Date 25-Jan-2024
Document Format Administrative Proceeding
File Number 3-21838
Allegation Type Securities Offering
Document Summary On January 25, 2024, the SEC "announced that Northern Star Investment Corp. II, a special purpose acquisition company (SPAC), agreed to settle charges that it made misleading statements in forms filed with the SEC as part of its January 2021 initial public offering (IPO)."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Monetary Penalties:

Civil Penalty

Individual:     $1,500,000.00 Shared:    

Related Documents:

33-11266 25-Jan-2024 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
On January 25, 2024, the SEC instituted settled cease-and-desist proceedings against Northern Star Investment Corp. II, stating: "This matter concerns disclosures by Northern Star Investment Corp. II, a special purpose acquisition company ("SPAC"), regarding its activities prior to its initial public offering ("IPO")."