Defendant Name:
Michael Sassano
Defendant Type:
Individual
Document Reference:
33-8778-o
Document Details
Legal Case Name
In the Matter of Michael Sassano, Dogan Baruch, Robert Okin and R. Scott Arbry
Document Name
Order Instituting Administrative And Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b)(6) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisors Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
Document Date
31-Jan-2007
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Other Defendants in Action:
