Defendant Name:
Kenneth E. Shipley
Defendant Type:
Individual
Document Reference:
34-101171
Document Details
Legal Case Name
In the Matter of Kenneth E. Shipley
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and -Desist Order
Document Date
25-Sep-2024
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$30,000.00
Shared:
