Defendant Name:
Tony Tontat
Defendant Type:
Individual
Document Reference:
34-101796
Document Details
Legal Case Name
In the Matter of Tony Tontat
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
03-Dec-2024
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Undertaking: "In connection with this action and any related judicial or administrative proceeding or investigation commenced by the Commission or to which the Commission is a party, and for those stated purposes only, Respondent (i) agrees to appear and be interviewed by Commission staff at such times and places, including remotely if feasible, as the staff requests upon reasonable notice; (ii) will accept service by mail of notices or subpoenas issued by the Commission for documents or testimony at depositions, hearings, or trials, or in connection with any related investigation by Commission staff; (iii) appoints Respondent’s undersigned attorney as agent to receive service of such notices and subpoenas; (iv) with respect to such notices and subpoenas, waives the territorial limits on service contained in Rule 45 of the Federal Rules of Civil Procedure and any applicable local rules, provided that the party requesting the testimony reimburses Respondent’s travel, lodging, and subsistence expenses at the then-prevailing U.S. Government per diem rates; and (v) consents to personal jurisdiction over Respondent in any United States District Court for purposes of enforcing any such subpoena."
Monetary Penalties:
Civil Penalty
Individual:
$20,000.00
Shared:
