Defendant Name:
Kudu Investment Holdings, LLC
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
White Mountains Insurance Group, Ltd.
SIC Code:
6719
CUSIP:
G9618E10
Document Reference:
IA-6791
Document Details
Legal Case Name
In the Matter of Kudu Investment Holdings, LLC
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
13-Dec-2024
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Document Summary
On December 13, 2024, the SEC instituted settled administrative and cease-and-desist proceedings against Kudu Investment Holdings, LLC, stating: "This matter involves Kudu's violations of the reporting provisions of Rule 204(b)-1 under the Advisers Act."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$125,000.00
Shared:
