Defendant Name: Kudu Investment Holdings, LLC

Defendant Type: Subsidiary of Public Company

Document Reference: IA-6791-s

Document Details

Legal Case Name In the Matter of Kudu Investment Holdings, LLC
Document Name SEC Charges Seven Private Fund Advisers For Repeatedly Failing To File Form PF
Document Date 13-Dec-2024
Document Format Administrative Proceeding
File Number 3-22351
Allegation Type Investment Advisers/Investment Companies
Document Summary On December 13, 2024, the SEC "announced settlements with seven registered investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Censured
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:

Civil Penalty

(Penalty was noted in document, but no amount was listed)

Related Documents:

IA-6791 13-Dec-2024 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
On December 13, 2024, the SEC instituted settled administrative and cease-and-desist proceedings against Kudu Investment Holdings, LLC, stating: "This matter involves Kudu's violations of the reporting provisions of Rule 204(b)-1 under the Advisers Act."