Defendant Name:
Roberto Mejill-Tellado
Defendant Type:
Individual
Document Reference:
IA-6272
Document Details
Legal Case Name
In the Matter of Roberto Mejill-Tellado
Document Name
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Document Date
04-Apr-2023
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
None Specified
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
