Defendant Name: Howard B. Present

Defendant Type: Individual

Document Reference: IA-4900

Document Details

Legal Case Name In the Matter of Howard B. Present
Document Name Order Making Findings and Imposing Remedial Sanctions
Document Date 27-Apr-2018
Document Format Administrative Proceeding
File Number 3-18417
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
None Specified
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)

Related Documents:

IA-4870 29-Mar-2018 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing

Related Actions:

In the Matter of Virtus Investment Advisers, Inc.
Virtus Investment Advisers, Inc.
SEC v. Howard B. Present
Howard B. Present
In the Matter of F-Squared Investments, Inc.
F-Squared Investments, Inc.