Defendant Name:
Howard B. Present
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Howard B. Present
First Document Date
22-Dec-2014
Initial Filing Format
Civil Proceeding
Case Number
14-cv-14692
Allegation Type
Investment Advisers/Investment Companies
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Former: CEO at F-Squared Investments, Inc. (May 2006—November 2014)
- Current: Founder at F-Squared Investments, Inc.
Violations Alleged
•
Sections 206(1), 206(2), 206(4), 207 Advisers Act; Rule 206(4)-8 Advisers Act
Related Violations Alleged
Howard B. Present is alleged to have aided and abetted F-Squared Investments, Inc.'s violation of Section 206(4), Rule 206(4)-1 Advisers Act.
Howard B. Present is alleged to have aided and abetted No Specified Entity's violation of Section 206(4) Advisers Act; Rule 206(4)-8 Advisers Act.
Resolutions
First Resolution Date
22-Mar-2018
