Defendant Name: Howard B. Present

Defendant Type: Individual

Document Reference: court_doc388_14-cv-14692

Document Details

Legal Case Name SEC v. Howard B. Present
Document Name Final Judgment
Document Date 22-Mar-2018
Document Format Civil Proceeding
Case Number 14-cv-14692
Federal District Court Massachusetts, District of Massachusetts
Federal District Judge Leo T. Sorokin
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $10,849,604.00 Shared:    

Civil Penalty

Individual:     $1,575,000.00 Shared:    

Pre-Judgment Interest

Individual:     $1,377,003.00 Shared:    

Related Documents:

comp-pr2014-289 22-Dec-2014 Complaint
Complaint: Jury Trial Demanded

Related Actions:

In the Matter of Virtus Investment Advisers, Inc.
Virtus Investment Advisers, Inc.
In the Matter of F-Squared Investments, Inc.
F-Squared Investments, Inc.