Defendant Name:
Howard B. Present
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Howard B. Present
First Document Date
29-Mar-2018
Initial Filing Format
Administrative Action
File Number
3-18417
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: CEO at F-Squared Investments, Inc. (April 2008—November 2014)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date
27-Apr-2018
