Defendant Name:
Frances M. Jewels
Defendant Type:
Individual
Document Reference:
court_doc7_08-cv-11166
Document Details
Legal Case Name
SEC v. Sycamore Networks, Inc., Frances M. Jewels, Cheryl E. Kalinen, and Robin A. Friedman
Document Name
Final Judgment as to Defendant Frances M. Jewels
Document Date
10-Jul-2008
Document Format
Civil Proceeding
Case Number
08-cv-11166
Federal District Court
Massachusetts, District of Massachusetts
Federal District Judge
Douglas P. Woodlock
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
Undertakings Specified in Defendant’s Consent
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Disgorgement
Individual:
$30,000.00
Shared:
Civil Penalty
Individual:
$230,000.00
Shared:
Pre-Judgment Interest
Individual:
$4,980.04
Shared:
Clawback provision pursuant to Section 304 SOX
Individual:
$190,000.00
Shared:
Other Defendants in Action:
Sycamore Networks, Inc.
Cheryl E. Kalinen
Robin A. Friedman
