Defendant Name: David Miller

Defendant Type: Individual

Document Reference: court_doc11_13-cv-00522

Document Details

Legal Case Name SEC v. David Miller
Document Name Judgment as to Defendant David Miller
Document Date 19-Apr-2013
Document Format Civil Proceeding
Case Number 13-cv-00522
Federal District Court Connecticut, District of Connecticut
Federal District Judge Janet Bond Arterton
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Civil Penalty

(Penalty was noted in document, but no amount was listed)

Related Documents:

comp-pr2013-60 15-Apr-2013 Complaint
Complaint
court_doc12_13-cv-00522 08-Jan-2014 Court Docket Document
Plaintiff's Notice of Voluntary Dismissal with Prejudice of the Claim for Civil Penalties Against Defendant David Miller

Related Actions:

In the Matter of Morgan Stanley & Co. LLC
Morgan Stanley & Co. Incorporated
In the Matter of David Miller
David Miller