Defendant Name:
David Miller
Defendant Type:
Individual
Document Reference:
court_doc12_13-cv-00522
Document Details
Legal Case Name
SEC v. David Miller
Document Name
Plaintiff's Notice of Voluntary Dismissal with Prejudice of the Claim for Civil Penalties Against Defendant David Miller
Document Date
08-Jan-2014
Document Format
Civil Proceeding
Case Number
13-cv-00522
Federal District Court
Connecticut, District of Connecticut
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Resolutions
Claim for civil penalties voluntarily dismissed because of resolution of Miller's parallel criminal case United States v. David Miller No. 3:13-cr-00075 (D. Conn.)
