Defendant Name:
Brian J. Ourand
Defendant Type:
Individual
Document Reference:
IA-4115
Document Details
Legal Case Name
In the Matter of Brian J. Ourand
Document Name
Order Instituting Administrative and Cease-And-Desist Proceedings Pursuant to Sections 203(f) And 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940
Document Date
15-Jun-2015
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies