Defendant Name:
Jeffrey W. Tomz
Defendant Type:
Individual
Document Reference:
LR-23968
Document Details
Legal Case Name
SEC v. Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc.
Document Name
Former Executives of Tech Company Agree to Pay Penalties to Settle SEC Action
Document Date
13-Oct-2017
Document Format
Civil Proceeding
Case Number
16-CV-00621
Federal District Court
Texas, Southern District of Texas
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar on practicing before the SEC as an Accountant for 4 years
- Bar on participating in the financial reporting or audits of public companies for 4 years
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
Other Defendants in Action:
