Defendant Name: Jeffrey W. Tomz

Defendant Type: Individual

Document Reference: court_doc61_16-cv-00621

Document Details

Legal Case Name SEC v. Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc.
Document Name Final Judgment as to Defendants Reed J. Killion and Jeffrey W. Tomz
Document Date 17-Oct-2017
Document Format Civil Proceeding
Case Number 16-cv-00621
Federal District Court Texas, Southern District of Texas
Federal District Judge Ewing Werlein, Jr.
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Monetary Penalties:

Civil Penalty

Individual:     $50,000.00 Shared:    

Related Documents:

comp-pr2016-45 09-Mar-2016 Complaint
2016-45 09-Mar-2016 Press Release--Civil Action
SEC: Tech Company Misled Investors About Key Product
LR-23484 10-Mar-2016 Litigation Release
SEC: Tech Company Misled Investors About Key Product
LR-23968 13-Oct-2017 Press Release--Civil Action
Former Executives of Tech Company Agree to Pay Penalties to Settle SEC Action

Other Defendants in Action:

Related Actions:

Deferred Prosecution Agreement with Bernard Thomas Marren