Defendant Name: Rhode Island Commerce Corporation

Defendant Type: Government

Document Reference: LR-23796

Document Details

Legal Case Name SEC v. Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), Wells Fargo Securities, LLC, Peter M. Cannava, Keith W. Stokes, and James Michael Saul
Document Name SEC Obtains Final Judgment Against Rhode Island-Based Issuer of 38 Studios Bonds
Document Date 03-Apr-2017
Document Format Civil Proceeding
Case Number 16-cv-00107
Federal District Court Rhode Island, District of Rhode Island
Federal District Judge John J. McConnell Jr.
Allegation Type Municipal Securities & Public Pensions
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment

Related Documents:

comp-pr2016-37 07-Mar-2016 Complaint
Complaint
LR-23480 07-Mar-2016 Litigation Release
SEC Charges Rhode Island Agency and Wells Fargo with Fraud in 38 Studio Bond Offering
2016-37 07-Mar-2016 Press Release--Civil Action
SEC Charges Rhode Island Agency and Wells Fargo With Fraud in 38 Studios Bond Offering
court_doc65_16-cv-00107 03-Apr-2017 Court Docket Document
Final Judgment as to Defendant Rhode Island Commerce Corporation f/k/a Rhode Island Economic Development Corporation
On April 3, 2017, the Court issued a final judgment as to Defendant Rhode Island Commerce Corporation, stating: "Defendant Rhode Island Commerce Corporation . . . consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."

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