Defendant Name:
Rhode Island Commerce Corporation
Defendant Type:
Government
Document Reference:
court_doc65_16-cv-00107
Document Details
Legal Case Name
SEC v. Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), Wells Fargo Securities, LLC, Peter M. Canada, Keith W. Stokes, and James Michael Saul
Document Name
Final Judgment as to Defendant Rhode Island Commerce Corporation f/k/a Rhode Island Economic Development Corporation
Document Date
03-Apr-2017
Document Format
Civil Proceeding
Case Number
16-cv-00107
Federal District Court
Rhode Island, District of Rhode Island
Federal District Judge
John J. McConnell Jr.
Allegation Type
Municipal Securities & Public Pensions
Document Summary
On April 3, 2017, the Court issued a final judgment as to Defendant Rhode Island Commerce Corporation, stating: "Defendant Rhode Island Commerce Corporation . . . consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."
Disgorgement & Penalty Information
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
Other Defendants in Action:
