Defendant Name: Bernard Thomas Marren

Defendant Type: Individual

Document Reference: comp-pr2016-45-dpa

Document Details

Legal Case Name
Document Name Deferred Prosecution Agreement
Document Date 03-Mar-2016
Document Format Civil Proceeding
Case Number
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Deferred-Prosecution Agreement
Resignation from all officer and director positions held with a public company during the Deferred Period (March 3, 2016 to March 3, 2021)
Bars:
  • Bar from acting as Director or Officer of a public company for 5 years

Related Documents:

2016-45_Marren 09-Mar-2016 Press Release--Civil Action
SEC: Tech Company Misled Investors About Key Product

Related Actions:

SEC v. Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc.