Defendant Name: Bernard Thomas Marren

Defendant Type: Individual

Document Reference: 2016-45_Marren

Document Details

Legal Case Name SEC v. Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc.
Document Name SEC: Tech Company Misled Investors About Key Product
Document Date 09-Mar-2016
Document Format Civil Proceeding
Case Number
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Deferred-Prosecution Agreement
Deferred prosecution agreement with Marren "requires him to cooperate with the SEC's continuing case while complying with certain undertakings in order to avoid civil charges against him."
Bars:
  • Bar from acting as Director or Officer of a public company for 5 years

Related Documents:

comp-pr2016-45-dpa 03-Mar-2016 Complaint
Deferred Prosecution Agreement

Related Actions:

SEC v. Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc.
Uni-Pixel, Inc.
Reed J. Killion
Jeffrey W. Tomz