Defendant Name:
David Johnston
Defendant Type:
Individual
Document Reference:
court_doc268_16-cv-10607
Document Details
Legal Case Name
SEC v. David Johnston
Document Name
Memorandum & Order
Document Date
21-Mar-2019
Document Format
Civil Proceeding
Case Number
16-cv-10607
Federal District Court
Massachusetts, District of Massachusetts
Federal District Judge
Nathaniel M. Gorton
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Injunction
Enjoinment
Bars:
- Bar from acting as Director or Officer of a public company for 2 years
Monetary Penalties:
Disgorgement
Individual:
$5,677.00
Shared:
Civil Penalty
Individual:
$120,000.00
Shared:
Pre-Judgment Interest
(Penalty was noted in document, but no amount was listed)
Other Defendants in Action:
