Defendant Name: David A. LaGassa

Defendant Type: Individual

Document Reference: 34-69442

Document Details

Legal Case Name In the Matter of Capital One Financial Corporation, Peter A. Schnall, and David A. Lagassa
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing Cease-and-Desist Order and Civil Penalties
Document Date 24-Apr-2013
Document Format Administrative Proceeding
File Number 3-15299
AAER 3456
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Monetary Penalties:

Civil Penalty

Individual:     $50,000.00 Shared: