Defendant Name: James G. Smith

Defendant Type: Individual

Document Reference: LR-23673

Document Details

Legal Case Name SEC v. Lime Energy Co., James G. Smith, Julianne M. Chandler, Joaquin Alberto Dos Santos Almeida, and Karan Raina
Document Name SEC Charges Energy Services Company and Executives with Accounting Fraud
Document Date 27-Oct-2016
Document Format Civil Proceeding
Case Number 16-cv-08088
Federal District Court New York, Southern District of New York
Federal District Judge Carter
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Settlements subject to court approval
  • Bar from acting as Director or Officer of a public company for 5 years

Related Documents:

comp_pr2016-218 17-Oct-2016 Complaint
2016-218 17-Oct-2016 Press Release--Civil Action
SEC Charges Energy Services Company and Executives With Accounting Fraud
court_doc8_16-cv-08088 18-Oct-2016 Court Docket Document
Final Judgment as to Defendant James G. Smith

Related Actions:

In the Matter of Julianne M. Chandler