Defendant Name: James G. Smith

Defendant Type: Individual

Document Reference: court_doc8_16-cv-08088

Document Details

Legal Case Name SEC v. Lime Energy Co., James G. Smith, Julianne M. Chandler, Joaquin Alberto Dos Santos Almeida, and Karan Raina
Document Name Final Judgment as to Defendant James G. Smith
Document Date 18-Oct-2016
Document Format Civil Proceeding
Case Number 16-cv-08088
Federal District Court New York, Southern District of New York
Federal District Judge Carter
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

  • Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:

Civil Penalty

Individual:     $50,000.00 Shared:    

Related Documents:

comp_pr2016-218 17-Oct-2016 Complaint
2016-218 17-Oct-2016 Press Release--Civil Action
SEC Charges Energy Services Company and Executives With Accounting Fraud
LR-23673 27-Oct-2016 Litigation Release
SEC Charges Energy Services Company and Executives with Accounting Fraud

Related Actions:

In the Matter of Julianne M. Chandler