Defendant Name:
James G. Smith
Defendant Type:
Individual
Document Reference:
court_doc8_16-cv-08088
Document Details
Legal Case Name
SEC v. Lime Energy Co., James G. Smith, Julianne M. Chandler, Joaquin Alberto Dos Santos Almeida, and Karan Raina
Document Name
Final Judgment as to Defendant James G. Smith
Document Date
18-Oct-2016
Document Format
Civil Proceeding
Case Number
16-cv-08088
Federal District Court
New York, Southern District of New York
Federal District Judge
Carter
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
Other Defendants in Action:
