Defendant Name:
Marrien Neilson
Defendant Type:
Individual
Document Reference:
court_doc13_16-cv-05475
Document Details
Legal Case Name
SEC v. Marrien Neilson
Document Name
Final Judgment as to Defendant Marrien Neilson
Document Date
03-Mar-2017
Document Format
Civil Proceeding
Case Number
16-cv-05475
Federal District Court
New Jersey, District of New Jersey
Federal District Judge
Kevin McNulty
Allegation Type
Securities Offering
Disgorgement & Penalty Information
Resolutions
Enjoinment
"Permanently restrained and enjoined from directly or indirectly performing work as, or on behlf of, an indenture trustee or dissemination agent for municipal securities or being employed by another party that serves as an indenture trustee or dissemination agent for municipal securities."
Monetary Penalties:
Disgorgement
Individual:
$29,624.03
Shared:
Civil Penalty
Individual:
$21,167.05
Shared:
Pre-Judgment Interest
Individual:
$4,208.92
Shared:
Total Penalty
Individual:
$55,000.00
Shared:
