Defendant Name: Victory First Limited

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li
First Document Date 11-Apr-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-10643
Allegation Type Market Manipulation
Federal District Court Massachusetts, District of Massachusetts

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)
Other
• Section 9(a) Exchange Act

Related Violations Alleged

Victory First Limited is alleged to have aided and abetted AutoChina International Limited's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Victory First Limited is alleged to have aided and abetted AutoChina International Limited's violation of Sec 17(a) (Not specified) of the Securities Act.
Victory First Limited is alleged to have aided and abetted AutoChina International Limited's violation of Section 9(a) Exchange Act.

Resolutions

First Resolution Date 24-Oct-2014
Headline Total Penalty and Disgorgement $150,000

Related Documents:

comp22326 11-Apr-2012 Complaint
Complaint
LR-22326 11-Apr-2012 Litigation Release
SEC Charges China-Based Company and Others with Stock Manipulation
LR-22600 24-Jan-2013 Litigation Release
District Court Denies China-Based Company's Motion to Dismiss SEC Enforcement Action
court_doc94_12-cv-10643 24-Oct-2014 Court Docket Document
Final Judgment as to Defendant Victory First Limited

Other Defendants in Action:

AutoChina International Limited
Rainbow Yield Limited
Shu Ling Li
Yong Li Li
Li Xin Ma
Zhong Wen Zhang
Ye Wang
Ai Xi Ji
Yong Qi Li
Rui Ge Dong
Hui Kai Yan