Defendant Name:
Hui Kai Yan
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li
First Document Date
11-Apr-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-10643
Allegation Type
Market Manipulation
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Current: Director—No Specific Position Named in Document at AutoChina International Limited
- Current: Secretary at AutoChina International Limited
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 9(a) Exchange Act
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
25-Jun-2014
Headline Total Penalty and Disgorgement
$6,000,000
Other Defendants in Action:
