Defendant Name: Hui Kai Yan

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li
First Document Date 11-Apr-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-10643
Allegation Type Market Manipulation
Federal District Court Massachusetts, District of Massachusetts


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Section 9(a) Exchange Act


First Resolution Date 25-Jun-2014
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp22326 11-Apr-2012 Complaint
court_doc84_12-cv-10643 25-Jun-2014 Court Docket Document
Final Judgment as to Defendant Hui Kai Yan

Other Defendants in Action: