Defendant Name:
Li Xin Ma
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li
First Document Date
11-Apr-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-10643
Allegation Type
Market Manipulation
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Current: Manager at Shijiazhuang Kaiyuan Auto
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 9(a) Exchange Act
Related Violations Alleged
Li Xin Ma is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Li Xin Ma is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a) (Not specified) of the Securities Act.
Li Xin Ma is alleged to have aided and abetted an unidentified individual or entity's violation of Section 9(a) Exchange Act.
Resolutions
First Resolution Date
24-Oct-2014
Headline Total Penalty and Disgorgement
$6,000,000
Other Defendants in Action:
