Defendant Name:
Jiangping Jiang
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Universal Travel Group, Jiangping Jiang and Jiang Xie
First Document Date
27-Sep-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-01492
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Director—Chairman at Universal Travel Group
- Former: CEO at Universal Travel Group
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jiangping Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jiangping Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jiangping Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Jiangping Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Jiangping Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Jiangping Jiang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Jiangping Jiang is alleged to have aided and abetted
Universal Travel Group's violation of Sec 17(a) (Not specified) of the Securities Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
30-Sep-2013
Headline Total Penalty and Disgorgement
$935,000
Other Defendants in Action:
