Defendant Name:
EFP Rotenberg, LLP
Defendant Type:
Other
Initial Case Details
Legal Case Name
In the Matter of EFP Rotenberg, LLP and Nicholas R. Bottini, CPA
First Document Date
01-Jul-2014
Initial Filing Format
Administrative Action
File Number
3-15952
Allegation Type
Issuer Reporting and Disclosure
AAER
3562
Violations Alleged
•
Rule 2-06 Regulation S-X
Resolutions
First Resolution Date
01-Jul-2014
Headline Total Penalty and Disgorgement
$50,000
Other Defendants in Action: