Defendant Name: Nicholas R. Bottini, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of EFP Rotenberg, LLP and Nicholas R. Bottini, CPA
First Document Date 01-Jul-2014
Initial Filing Format Administrative Action
File Number 3-15952
Allegation Type Issuer Reporting and Disclosure
AAER 3562

Affiliations

Violations Alleged

Other
• Rule 2-06 Regulation S-X

Resolutions

Bars:
First Resolution Date 01-Jul-2014
Headline Total Penalty and Disgorgement $25,000

Related Documents:

33-9608 01-Jul-2014 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Exchange Act of 1933, Sections 21C and 4C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions, and a Cease-and-Desist Order

Other Defendants in Action:

EFP Rotenberg, LLP

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