Defendant Name:
Nicholas R. Bottini, CPA
Defendant Type:
Individual
Document Reference:
33-9608
Document Details
Legal Case Name
In the Matter of EFP Rotenberg, LLP and Nicholas R. Bottini, CPA
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Exchange Act of 1933, Sections 21C and 4C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions, and a Cease-and-Desist Order
Document Date
01-Jul-2014
Document Format
Administrative Proceeding
AAER
3562
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 2 years
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared:
Other Defendants in Action:
