Defendant Name:
Jeffrey Hammel
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Jeffrey Hammel, CPA
First Document Date
18-Jan-2017
Initial Filing Format
Administrative Action
File Number
3-17792
Allegation Type
Issuer Reporting and Disclosure
AAER
3846
Affiliations
- Former: CFO at Orthofix International N.V. (July 2010—February 2013)
Violations Alleged
•
Rules 13b2-1, 13b2-2(b) Exchange Act
Related Violations Alleged
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Rule 12b-20 of the Exchange Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Sec 13(a) of the Exchange Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-1 of the Exchange Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-11 of the Exchange Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-13 of the Exchange Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Sec 17(a)(2) of the Securities Act.
Jeffrey Hammel is alleged to have caused Orthofix International N.V.'s violation of Sec 17(a)(3) of the Securities Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 2 years
First Resolution Date
18-Jan-2017
Headline Total Penalty and Disgorgement
$20,000
