Defendant Name: Bryan McMillan

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Kenneth Mack and Bryan McMillan
First Document Date 18-Jan-2017
Initial Filing Format Administrative Action
File Number 3-17794
Allegation Type Issuer Reporting and Disclosure
AAER 3848

Affiliations

Violations Alleged

Exchange Act
• Sec 13(b)(5)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Bryan McMillan is alleged to have caused Orthofix International N.V.'s violation of Rule 12b-20 of the Exchange Act.
Bryan McMillan is alleged to have caused Orthofix International N.V.'s violation of Sec 13(a) of the Exchange Act.
Bryan McMillan is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-1 of the Exchange Act.
Bryan McMillan is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-11 of the Exchange Act.
Bryan McMillan is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-13 of the Exchange Act.
Bryan McMillan is alleged to have caused Orthofix International N.V.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 18-Jan-2017
Headline Total Penalty and Disgorgement $65,000

Related Documents:

34-79820 18-Jan-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Cease-and-Desist Orders and Penalties

Other Defendants in Action:

Kenneth Mack

Related Actions:

In the Matter of Orthofix International N.V.
Orthofix International N.V.
In the Matter of Jeffrey Hammel, CPA
Jeffrey Hammel
In the Matter of Brian McCollum
Brian McCollum