Defendant Name:
Kenneth Mack
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Kenneth Mack and Bryan McMillan
First Document Date
18-Jan-2017
Initial Filing Format
Administrative Action
File Number
3-17794
Allegation Type
Issuer Reporting and Disclosure
AAER
3848
Affiliations
- Former: Vice President of Global Sales and Development at Orthofix International N.V. (March 2011—May 2013)
Violations Alleged
•
Rules 13b2-1, 13b2-2(b) Exchange Act
Related Violations Alleged
Kenneth Mack is alleged to have caused Orthofix International N.V.'s violation of Rule 12b-20 of the Exchange Act.
Kenneth Mack is alleged to have caused Orthofix International N.V.'s violation of Sec 13(a) of the Exchange Act.
Kenneth Mack is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-1 of the Exchange Act.
Kenneth Mack is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-11 of the Exchange Act.
Kenneth Mack is alleged to have caused Orthofix International N.V.'s violation of Rule 13a-13 of the Exchange Act.
Kenneth Mack is alleged to have caused Orthofix International N.V.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
18-Jan-2017
Headline Total Penalty and Disgorgement
$65,000
Other Defendants in Action:
