Defendant Name:
Jeffrey A. Curran
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffry A. Curran and Waldemar Grab
First Document Date
28-Jun-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-04866
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Vice President at Penn West Petroleum Ltd.
- Former: CFO at Penn West Petroleum Ltd. (March 2014—May 2014)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Rule 12b-20 of the Exchange Act.
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Sec 13(a) of the Exchange Act.
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Rule 13a-1 of the Exchange Act.
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Jeffrey A. Curran is alleged to have aided and abetted
Penn West Petroleum Ltd.'s violation of Rule 13a-16 Exchange Act.
Resolutions
First Resolution Date
28-Apr-2020
Headline Total Penalty and Disgorgement
$8,655,000
Other Defendants in Action:
