Defendant Name: Todd H. Takeyasu

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Todd H. Takeyasu, CA
First Document Date 01-May-2020
Initial Filing Format Administrative Action
File Number 3-19781
Allegation Type Issuer Reporting and Disclosure
AAER 4134

Affiliations

Violations Alleged

Exchange Act
• Sec 13(b)(5)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Resolutions

Bars:
First Resolution Date

Related Documents:

34-88791 01-May-2020 Administrative Proceeding
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

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