Defendant Name: Jeffrey A. Curran

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Jeffery A. Curran, CA
First Document Date 05-May-2020
Initial Filing Format Administrative Action
File Number 3-19783
Allegation Type Issuer Reporting and Disclosure
AAER 4138


Violations Alleged

Exchange Act
Sec 13(b)(5)
Securities Act
Sec 17(a)(3)
Rule 13b2-1 Exchange Act


First Resolution Date

Related Documents:

34-88808 05-May-2020 Administrative Proceeding
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffry A. Curran and Waldemar Grab
In the Matter of Todd H. Takeyasu, CA
In the Matter of Waldemar Grab