Defendant Name: United Development Funding III, LP

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
First Document Date 03-Jul-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-01735
Allegation Type Issuer Reporting and Disclosure
Federal District Court Texas, Northern District of Texas

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)
Additionally, Hollis M. Greenlaw is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 12b-20 of the Exchange Act.
Benjamin L. Wissink is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 12b-20 of the Exchange Act.
Theodore F. Etter is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 12b-20 of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 12b-20 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 12b-20 of the Exchange Act.
Hollis M. Greenlaw is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(a) of the Exchange Act.
Benjamin L. Wissink is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(a) of the Exchange Act.
Theodore F. Etter is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(a) of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(a) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(a) of the Exchange Act.
Hollis M. Greenlaw is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-1 of the Exchange Act.
Benjamin L. Wissink is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-1 of the Exchange Act.
Theodore F. Etter is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-1 of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-1 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-1 of the Exchange Act.
Hollis M. Greenlaw is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-13 of the Exchange Act.
Benjamin L. Wissink is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-13 of the Exchange Act.
Theodore F. Etter is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-13 of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-13 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-13 of the Exchange Act.
Hollis M. Greenlaw is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(A) of the Exchange Act.
Benjamin L. Wissink is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(A) of the Exchange Act.
Theodore F. Etter is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(A) of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(A) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(A) of the Exchange Act.
Hollis M. Greenlaw is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(B) of the Exchange Act.
Benjamin L. Wissink is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(B) of the Exchange Act.
Theodore F. Etter is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(B) of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(B) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(B) of the Exchange Act.
Benjamin L. Wissink is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 17(a)(2) of the Securities Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 17(a)(2) of the Securities Act.

Resolutions

First Resolution Date 31-Jul-2018

Related Documents:

comp24185 03-Jul-2018 Complaint
Complaint
court_doc13_18-cv-01735 31-Jul-2018 Court Docket Document
Final Judgment as to Defendants United Development Funding III, LP and United Development Funding IV
The Court stated that: "The court issues this Final Judgment pursuant to its Order, filed earlier today, and the parties' settlement agreement, in favor of the Securities and Exchange Commission and against Defendants United Development Funding III, LP ("UDF III") and United Development Funding IV ("UDF IV") . . ."

Other Defendants in Action:

United Development Funding IV
Hollis M. Greenlaw
Benjamin L. Wissink
Theodore F. Etter
Cara D. Obert
David A. Hanson