Defendant Name:
Cara D. Obert
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
First Document Date
03-Jul-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-01735
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Texas, Northern District of Texas
Affiliations
- Current: CFO at United Development Funding IV
- Current: CFO at UMTH Land Development, L.P.
Related Violations Alleged
Cara D. Obert is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Cara D. Obert is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
31-Jul-2018
Headline Total Penalty and Disgorgement
$250,000
Other Defendants in Action:
