Defendant Name: David A. Hanson

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
First Document Date 03-Jul-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-01735
Allegation Type Issuer Reporting and Disclosure
Federal District Court Texas, Northern District of Texas

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)

Related Violations Alleged

David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 12b-20 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding IV's violation of Rule 12b-20 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(a) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding IV's violation of Sec 13(a) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-1 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding IV's violation of Rule 13a-1 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Rule 13a-13 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding IV's violation of Rule 13a-13 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(A) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding IV's violation of Sec 13(b)(2)(A) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 13(b)(2)(B) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding IV's violation of Sec 13(b)(2)(B) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
David A. Hanson is alleged to have aided and abetted United Development Funding III, LP's violation of Sec 17(a)(2) of the Securities Act.
David A. Hanson is alleged to have aided and abetted United Development Funding IV's violation of Sec 17(a)(2) of the Securities Act.

Resolutions

First Resolution Date 31-Jul-2018
Headline Total Penalty and Disgorgement $75,000

Related Documents:

comp24185 03-Jul-2018 Complaint
Complaint
court_doc11_18-cv-01735 31-Jul-2018 Court Docket Document
Final Judgment as to Defendant David A. Hanson

Other Defendants in Action:

United Development Funding III, LP
United Development Funding IV
Hollis M. Greenlaw
Benjamin L. Wissink
Theodore F. Etter
Cara D. Obert