Defendant Name: Albert R. Subbloie

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Tangoe, Inc., Albert R. Subblolie, Gary R. Martino, Donald J. Farias, and Thomas H. Beach
First Document Date 04-Sep-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-01479
Allegation Type Issuer Reporting and Disclosure
Federal District Court Connecticut, District of Connecticut

Affiliations

Violations Alleged

Exchange Act
• Rule 13a-14
Securities Act
• Sec 17(a)(3)

Resolutions

First Resolution Date 09-Oct-2018
Headline Total Penalty and Disgorgement $100,000

Related Documents:

comp24255 04-Sep-2018 Complaint
Complaint
court_doc18_18-cv-01479 09-Oct-2018 Court Docket Document
Final Judgment as to Defendant Albert R. Subbloie

Other Defendants in Action:

Tangoe, Inc.
Gary R. Martino
Donald J. Farias
Thomas H. Beach