Defendant Name:
Donald J. Farias
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Tangoe, Inc., Albert R. Subblolie, Gary R. Martino, Donald J. Farias, and Thomas H. Beach
First Document Date
04-Sep-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-01479
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Connecticut, District of Connecticut
Affiliations
- Current: CEO at an unidentified individual or entity
- Former: Senior Vice President at Tangoe, Inc. (Until February 2016)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Donald J. Farias is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted
Tangoe, Inc.'s violation of Sec 13(a) of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted
Tangoe, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted
Tangoe, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Donald J. Farias is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
10-Sep-2020
Headline Total Penalty and Disgorgement
$40,000
Other Defendants in Action:
