Defendant Name:
Thomas H. Beach
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Tangoe, Inc., Albert R. Subblolie, Gary R. Martino, Donald J. Farias, and Thomas H. Beach
First Document Date
04-Sep-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-01479
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Connecticut, District of Connecticut
Affiliations
- Former: Vice President at Tangoe, Inc. (Until October 2016)
Violations Alleged
Related Violations Alleged
Thomas H. Beach is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted
Tangoe, Inc.'s violation of Sec 13(a) of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted
Tangoe, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted
Tangoe, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted
Tangoe, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Thomas H. Beach is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
09-Oct-2018
Headline Total Penalty and Disgorgement
$20,000
Other Defendants in Action:
