Defendant Name:
Jianbao Wang
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. China Valves Technology, Inc., Siping Fang, Jianbao Wang, and Renrui Tang
First Document Date
29-Sep-2014
Initial Filing Format
Civil Proceeding
Case Number
14-cv-01630
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: CEO at China Valves Technology, Inc. (October 2010—February 2013)
- Former: Manager at China Valves Technology, Inc. (July 2009—October 2010)
Related Violations Alleged
Jianbao Wang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Jianbao Wang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jianbao Wang is alleged to have aided and abetted Any Person's violation of Rule 12b-20 of the Exchange Act.
Jianbao Wang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jianbao Wang is alleged to have aided and abetted Any Person's violation of Sec 13(a) of the Exchange Act.
Jianbao Wang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jianbao Wang is alleged to have aided and abetted Any Person's violation of Rule 13a-1 of the Exchange Act.
Jianbao Wang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Jianbao Wang is alleged to have aided and abetted Any Person's violation of Rule 13a-11 of the Exchange Act.
Jianbao Wang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Jianbao Wang is alleged to have aided and abetted Any Person's violation of Rule 13a-13 of the Exchange Act.
Jianbao Wang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Jianbao Wang is alleged to have aided and abetted Any Person's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
04-Oct-2016
Headline Total Penalty and Disgorgement
$765,000
Other Defendants in Action:
