Defendant Name: Susan Woo, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Frazer Frost, LLP; Susan Woo, CPA; and Miranda Suen, CPA
First Document Date 11-Feb-2016
Initial Filing Format Administrative Action
File Number 3-17112
Allegation Type Issuer Reporting and Disclosure
AAER 3742

Affiliations

Violations Alleged

Other
• Rule 102(e)(1)(ii) of the Commission's Rules of Practice and Section 4C(a)(2) of the Exchange Act

Related Violations Alleged

Susan Woo, CPA is alleged to have caused Frazer Frost, LLP's violation of Rules 2-02 and 2-06 of Regulation S-X.

Resolutions

Bars:
First Resolution Date 07-Jun-2016
Headline Total Penalty and Disgorgement $5,000

Related Documents:

33-10039 11-Feb-2016 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
33-10092 07-Jun-2016 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice

Other Defendants in Action:

Frazer Frost, LLP
Miranda Suen, CPA

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