Defendant Name:
Susan Woo, CPA
Defendant Type:
Individual
Document Reference:
33-10092
Document Details
Legal Case Name
In the Matter of Frazer Frost, LLP; Susan Woo, CPA; and Miranda Suen, CPA
Document Name
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Document Date
07-Jun-2016
Document Format
Administrative Proceeding
AAER
3781
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 3 years
Monetary Penalties:
Civil Penalty
Individual:
$5,000.00
Shared:
Other Defendants in Action:
