Defendant Name:
Siping Fang
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. China Valves Technology, Inc., Siping Fang, Jianbao Wang, and Renrui Tang
First Document Date
29-Sep-2014
Initial Filing Format
Civil Proceeding
Case Number
14-cv-01630
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: CEO at China Valves Technology, Inc. (Until October 2010)
- Former: President at China Valves Technology, Inc. (March 2009—March 2011)
- Current: Founder at China Valves Technology, Inc.
Related Violations Alleged
Siping Fang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Siping Fang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Siping Fang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Siping Fang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Siping Fang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Siping Fang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Siping Fang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Siping Fang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Siping Fang is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Siping Fang is alleged to have aided and abetted
China Valves Technology, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Siping Fang is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
14-May-2015
Headline Total Penalty and Disgorgement
$765,000
Other Defendants in Action:
